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- About UsFamily owned since 1998
- About Us
OVERVIEW
Our goal is to improve our clients’ financial position over time. We pride ourselves on our outstanding service and objective advice. Committed to integrity and long-lasting client relationships, we align ourselves with our clients and invest side by side with them We are backed by the largest independent broker-dealer in the United States, LPL Financial*, which custodies client assets and allows us to provide our clients with world-class investing solutions without the use of any proprietary products.*As reported by Financial Planning magazine, June 1996-2013, based on total revenue.
- Investment Expertise
- Safeguarding Client AssetsThe security of our clients’ assets is our highest priority. That is why we have chosen to work with LPL Financial, the Nation’s largest indepdent Broker Dealer(1). LPL is a public company listed on the NASDAQ (symbol: LPLA) and provides Shrier Wealth Management with world-class technical and back office support including record keeping, custody of assets, and production of our clients’ statements. LPL does not engage in market-making activities nor does it engage in proprietary trading for its own account. Additionally, LPL has no exposure to mortgage-related securities nor does it provide loans to speculators. As required by the SEC, LPL keeps client funds in a separate account, distinct from the Firm’s own money. Securities held by clients are kept securely with the Depository Trust Company, separate and distinct from the assets of LPL. Additionally, LPL, like all Brokers, is required to identify and segregate securities by client. Furthermore, LPL cannot lend or borrow securities from a client’s account, unless a Margin Agreement has been signed. Client assets are protected by SIPC coverage. The LPL Financial SIPC Membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash. An explanatory brochure is available at www.sipc.org. In addition to SIPC, LPL has extra insurance coverage through London Insurers. LPL Financial accounts have additional securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $575,000,000 subject to conditions and limitations. The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. (1) As reported by Financial Planning magazine, June 1996-2014, based on total revenue.
- Our Partnership with LPL FinancialTo further strengthen our commitment to our clients, we have partnered with LPL Financial, the country’s largest independent broker-dealer for the past 17 years*.
LPL provides our team with world-class back office support including record keeping, custody of assets, production of statements and cutting-edge technology platforms. With nearly $393 Billion invested and managed annually, LPL has deep expertise providing Shrier Wealth Management with the tools to service your evolving needs. And, because of LPL’s independence, they do not offer any proprietary products, enabling us to provide you with truly objective, conflict-free advice.
Facts & Figures
- LPL is a publically traded company and is listed on the NASDAQ, Ticker: LPLA
- LPL services over 13,000 independent advisors across the United States
- LPL is record-keeper for nearly $393 Billion in brokerage and advisory assets annually
- LPL does not engage in market-making activities nor does it engage in proprietary trading for its own account. Additionally, LPL has no exposure to mortgage-related securities nor does it provide loans to hedge funds or other speculators
- Read more information at www.lpl.com
- About Us
- Serving Our ClientsInvesting for you and your future
- Investing For YouWhether we are researching new investment opportunities, closely monitoring current positions or keeping a watchful eye on developing risks in global markets, your portfolio is our top priority. Our team is focused on managing your assets, so you can focus on what you love to do.
Over many decades, we have developed a time-tested investment strategy. Here are its hallmarks:
- High-Quality. The equity core of our portfolios is comprised of some of the most well-known global companies. We look for businesses with high and stable profit margins, high barriers to entry, strong balance sheets and well-recognized brands.
- Value Focused. We stay away from investment fads and seek out bargains where low expectations prevail.
- Risk-Management & Defensiveness. The mission of our firm is to not only grow portfolios, but to also protect and preserve wealth. We have a strong track record of being defensive for our clients during difficult markets and utilizing various strategies to attempt to moderate volatility.
- Opportunistic. We take advantage of distressed sellers wherever the opportunity presents itself to pursue enhanced returns. Rather than sticking with a rigid or stodgy formula, we will modify our clients’ allocation as conditions evolve and as new opportunities arise.
No strategy is guaranteed to achieve the desired outcome.
- Planning For Your FutureFor younger clients we help create a roadmap for retirement savings, develop strategies for saving and investing for college, and advise on the right account to maximize tax benefits such as Roth IRA or Individual 401(k)’s. For clients nearing retirement, we advise on options for collecting social security, assist with budgeting, and create a portfolio which converts their savings into a growing income stream which they can live on for many years. And for clients already retired, we manage investments focused on generating income and answer questions about how much to withdraw in order to make your money last, all while reaching your lifelong goals. We understand that each client situation is unique, and we will work with you to understand your particular question and provide you with a solution that is tailored to you and your family. If ever you seek expertise in other areas, we are always happy to refer you to our network of vetted professionals in other fields such as estate or insurance planning.
- Portfolio Income PlanningWhen clients reach retirement or need to start withdrawing from their portfolios, we have the expertise to help navigate the complex task of generating portfolio income. To this end, we:
- Structure an investment portfolio to create a growing income stream.
- Monitor the investment portfolio with careful consideration for clients’ level of risk tolerance and acceptance of volatility.
- Create a balanced portfolio that focuses on the total return potential – not simply on finding the highest yields available, which can involve significant risk and large losses in certain market environments
- Work with our clients to determine their income needs and ensure that their withdrawal rate is sustainable for a long period of time.
- Help our clients find the right balance between maintaining their current lifestyle and ensuring enough money is preserved for the future.
- Take advantage of weak markets to help clients grow their portfolios.
- Retirement Planning For Your BusinessWe understand the challenges that small and medium-sized businesses face in retaining top talent and wishing to offer professional benefits all while keeping costs down. At Shrier Wealth Management, we will work with you to choose the appropriate retirement savings plan for your company, assist in setting it up, and help you select appropriate investment options to offer to your employees. For company 401(k) plans and Profit Sharing Plans, we partner with a variety of specialized retirement custodians to ensure that employees’ statements, compliance and your fiduciary obligations are fulfilled. Whether you wish to offer a savings match or profit sharing to key employees, we have the expertise to help guide you through the process and simplify your life.
- Investing For YouWhether we are researching new investment opportunities, closely monitoring current positions or keeping a watchful eye on developing risks in global markets, your portfolio is our top priority. Our team is focused on managing your assets, so you can focus on what you love to do.
Over many decades, we have developed a time-tested investment strategy. Here are its hallmarks:
- Our CommitmentA non-commissioned,
team approach - Our TeamWidely experienced professionals
- FAQFrequently Asked Questions
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